For Your Initial Meeting

In order for us to design a sound financial strategy, as we move through the process, we will need the following documents (see Important Documents below). Your documents will be held in a confidential manner while they are being reviewed. They will be returned to you as quickly as possible. If you prefer, feel free to provide copies of your legal documents and financial papers for our meeting.

The privacy and confidentiality of your personal information is very important to us at Spak Financial Services. We adhere to all privacy and confidentiality requirements for all entities whose products or services we offer.

Important Documents*

1. Income Tax Return(s) for last year

2. Paycheck Stub(s) for you and your significant other showing deductions from gross income

3. Most recent statement for each investment you own

4. Copies of your most recent retirement plan statements

5. All Insurance Policies (please include declarations of coverage)

  • a. Automobile and Homeowners Policies
  • b. Liability Coverages
  • c. Life Insurance Policies (for all members of your family)
  • d. Disability Income Insurance Policies
  • e. Any other types of insurance policies

6. Company-provided Group Benefits for you and your significant other (please include a printout of specific coverages, if available)

7. Will and Trust documents

8. Business Agreements

9. Business Financial Statements

10. Copy of your Business Plan, if applicable

*Click here for a printable version of “Important Documents”


Below are forms that you may need for your meeting with Spak Financial Services.

Financial Statements, Balance Sheet, Income and Expense Statements